Capitol Securities Adds Two Advisors to Sarasota Office
Capitol Securities Management has hired Joe Malave, CFP, and Katy Carrigan to expand its Sarasota, Florida operations.
Capitol Securities Management has brought on Joe Malave, CFP, as Vice President, Investments, and Katy Carrigan to its Sarasota, Florida office, the firm announced Nov. 6, 2026. The additions signal continued growth for the independent broker-dealer's wealth management operations in the region.
Malave joins with more than 30 years of financial services experience, a tenure that spans multiple market cycles and client advisory roles. He will operate under the Optimal Wealth Management banner within Capitol Securities, carrying the Managing Director designation alongside his vice president title.
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Carrigan's appointment rounds out what Capitol Securities characterized as a strategic expansion of its advisory team in Sarasota. The firm did not disclose the specific roles or prior backgrounds of Carrigan in the announcement excerpt, though both hires reflect a broader industry trend of established independents recruiting seasoned talent to deepen local market presence.
Capitol Securities Management operates as an independent broker-dealer, a structure that allows affiliated advisors to maintain client relationships under their own practice branding while leveraging the firm's compliance and operational infrastructure. The Sarasota market, situated on Florida's Gulf Coast, has drawn significant wealth management activity alongside the region's demographic and economic growth in recent years.
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